Title: Chief Operating Officer
Location: Chicago, IL Hybrid
About the Company
A dually registered self-clearing broker-dealer and Futures Commission Merchant (FCM), regulated by the SEC, FINRA, and CFTC.
Position Overview
The COO will lead operations across Broker/Dealer, FCM, Trade Execution, Fixed Income, and Securities Lending. This executive will drive strategic initiatives, oversee regulatory compliance, and lead cross-functional teams to ensure operational excellence and scalability.
Key Responsibilities
Strategic & Operational Leadership
Team & Organizational Development
Operational Oversight & Risk Management
Project & Vendor Management
Qualifications
Experience & Education
Certifications & Skills
Preferred
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