Compliance Associate Job at Atlantic Group, New York, NY

Y3VHd3RWUkxmRS9FcVFVZm4raXVoK3VYVWc9PQ==
  • Atlantic Group
  • New York, NY

Job Description

Location: Midtown Manhattan

Compensation: $130k-$170k + Bonus

Responsibilities:

  • Oversee employee personal trade reviews, certifications, and gift/entertainment requests.
  • Assist with preparation and submission of filings, including foreign ownership disclosures.
  • Facilitate compliance training for employees and ensure seamless onboarding for new hires.
  • Approve, log, and monitor expert network calls to maintain compliance standards.
  • Research, resolve, and escalate compliance issues with actionable recommendations.
  • Serve as a point of contact for third party service provider due diligence
  • Facilitate AML/KYC due diligence, screening, and reporting, ensuring adherence to all relevant laws and regulations.
  • Monitor emerging and evolving regulatory requirements related to Environmental, Social, and Governance (ESG) and other relevant sustainability or impact-related disclosures

Qualifications:

  • 2-6 years of experience in in-house legal and/or compliance department
  • Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
  • Strong time management, planning and organizational skills.
  • Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment.
  • Strong communication skills.

#44181

Job Tags

Similar Jobs

A.T. Still University

ASHS - Assistant/Associate Professor & Clinical Coordinator II, Physician Assistant Studies Job at A.T. Still University

ASHS - Assistant/Associate Professor & Clinical Coordinator II, Physician Assistant StudiesMesa, AZ (Job TypeFull-timeDescriptionA.T. Still University...  ...with appropriate offices and departments involved in medical and allied health education, and with external agencies... 

Ethan Gardner - State Farm Agent

Office Manager - State Farm Agent Team Member Job at Ethan Gardner - State Farm Agent

 ...business, be an advisor looked to in your community, and lead a team? As part of my successful team, I will assist in developing your...  ...with the agent to gain an understanding of the agent's role and office logisticsLearning how to network effectivelyIf you are motivated... 

Interim HealthCare - New Hampshire

LNA CFI Case Job at Interim HealthCare - New Hampshire

Job Description Job Description Licensed Nursing Assistant Various Hours Part time - Full Time Step into a LNA Role where you feel valued and supported by management for the vital work you do. As a LNA for Interim HealthCare Staffing, youll join an organization...

PRN Healthcare

Travel Endoscopy Registered Nurse Job at PRN Healthcare

 ...Job Description PRN Healthcare is seeking a travel nurse RN Endoscopy for a travel nursing job in Kingsport, Tennessee. Job Description & Requirements ~ Specialty: Endoscopy ~ Discipline: RN ~ Start Date: 07/06/2025~ Duration: 13 weeks ~40 hours per... 

Revature

Junior Full stack Developer Job at Revature

Join to apply for the Junior Full stack Developer role at Revature23 hours ago Be among the first 25 applicantsJoin to apply for the Junior Full stack Developer role at RevatureDirect message the job poster from RevatureSr.Technical Sourcer, Software Engineering About...