Chesapeake Search Partners has partnered with an established financial services firm in Baltimore, MD, to identify a detail-oriented and self-motivated Compliance Officer .
This individual will be responsible for administering the firm’s Code of Ethics, reviewing marketing materials and other collateral to ensure compliance with regulatory and policy requirements, supporting the development and execution of the firm’s Compliance Testing Program, and serving as a resource for general compliance matters.
The ideal candidate will possess all required qualifications, demonstrate strong ownership over their responsibilities, and work effectively under moderate supervision. The Compliance Officer must exhibit exceptional communication and organizational skills, attention to detail, a commitment to excellent client service, and a collaborative approach to risk reduction and continuous improvement of the firm’s compliance program.
Key Responsibilities:
Qualifications:
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